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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1503696 | Recordkeeping | $0 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS TRUST COMPANY OF PUERTO RICO Service code 21 · EIN 66-0532499 | Bank Trustee | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,213 | $34,220-52.6% | $73,835-78.0% | $59,188-72.6% |
| Participation rate | 48.5% | 59.1%-10.6pp | 73.4%-25.0pp | 69.4%-21.0pp |
| Annual return | -0.26% | 3.36%-3.6pp | 2268.13%-2268.4pp | 5.51%-5.8pp |
| Employer contribution / active EE | $674 | $1,480-54.5% | $2,788-75.8% | $2,098-67.9% |
| Participant deferral / active EE | $936 | $2,035-54.0% | $3,583-73.9% | $3,265-71.3% |
| Admin fee / account holder | $0 | $64-100.0% | $4,880-100.0% | $92-100.0% |