Filed February 7, 2019 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 22-3361201 | Investment Management | $3,812,964 |
THE BANK OF NEW YORK MELLON10+ years Filed as: PERSHING LLC Service code 59 · EIN 13-2741729 | Shareholder Servicing | $2,098,504 |
T ROWE PRICE RPS INC4 years Filed as: T ROWE PRICE ASSOCIATES, INC. Service code 28 · EIN 52-0556948 | Investment Management | $2,000,620 |
ARTISAN PARTNERS10+ years Filed as: ARTISAN PARTNERS LTD PARTNERSHIP Service code 28 · EIN 30-0551775 | Investment Management | $1,122,648 |
INVESCO1 year Filed as: INVESCO TRUST COMPANY Service code 28 · EIN 46-3793325 | Investment Management | $1,089,328 |
WILLIAM BLAIR5 years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 28 · EIN 47-2614791 | Investment Management | $813,064 |
VICTORY2 years Filed as: VICTORY CAPITAL MANAGEMENT Service code 28 · EIN 13-2700161 | Investment Management | $791,591 |
ALIGHT SOLUTIONS LLC8 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 61 | Finders' fees / placement fees; Distr... | $778,427 |
NORTHERN TRUST COMPANY10+ years Filed as: THE NORTHERN TRUST COMPANY Service code 16 · EIN 36-1561860 | Consulting | $373,435 |
ALIGHT SOLUTIONS LLC7 years Service code 15 · EIN 36-2235791 | Recordkeeping | $64,965 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $306,805 | $152,104+101.7% | $184,256+66.5% | $106,553+187.9% |
| Participation rate | 93.5% | 85.9%+7.6pp | 86.8%+6.7pp | 69.8%+23.7pp |
| Annual return | 15.09% | 20.70%-5.6pp | 28.85%-13.8pp | 17.37%-2.3pp |
| Employer contribution / active EE | $8,975 | $5,326+68.5% | $6,427+39.6% | $3,359+167.2% |
| Participant deferral / active EE | $15,735 | $8,559+83.9% | $9,133+72.3% | $5,562+182.9% |
| Admin fee / account holder | $418 | $103+306.9% | $13,899-97.0% | $80+424.2% |