Filed February 7, 2019 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 22-3361201 | Investment Management | $3,035,079 |
THE BANK OF NEW YORK MELLON7+ years Filed as: PERSHING LLC Service code 59 · EIN 13-2741729 | Shareholder Servicing | $2,222,271 |
T ROWE PRICE RPS INC1 year Filed as: T ROWE PRICE ASSOCIATES, INC. Service code 28 · EIN 52-0556948 | Investment Management | $1,794,421 |
OFI GLOBAL TRUST COMPANY5 years Filed as: OFI TRUST COMPANY Service code 28 · EIN 13-3459790 | Investment Management | $1,132,064 |
ARTISAN PARTNERS7+ years Filed as: ARTISAN PARTNERS LTD PARTNERSHIP Service code 28 · EIN 30-0551775 | Investment Management | $1,004,268 |
WILLIAM BLAIR2 years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 28 · EIN 47-2614791 | Investment Management | $913,978 |
ALIGHT SOLUTIONS LLC5 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 61 | Finders' fees / placement fees; Distr... | $906,290 |
Filed as: ROTHSCHILD & CO ASSET MANAGEMENT Service code 28 · EIN 13-2544634 | Investment Management | $733,258 |
NORTHERN TRUST COMPANY7+ years Filed as: THE NORTHERN TRUST COMPANY Service code 16 · EIN 36-1561860 | Consulting | $332,637 |
ALIGHT SOLUTIONS LLC4 years Service code 15 · EIN 82-1061233 | Recordkeeping | $292,430 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $290,060 | $143,889+101.6% | $189,534+53.0% | $106,520+172.3% |
| Participation rate | 97.7% | 89.1%+8.6pp | 87.8%+9.9pp | 71.3%+26.4pp |
| Annual return | 14.30% | 17.38%-3.1pp | 555.39%-541.1pp | 19.28%-5.0pp |
| Employer contribution / active EE | $9,301 | $4,416+110.6% | $6,162+50.9% | $2,840+227.4% |
| Participant deferral / active EE | $16,254 | $7,575+114.6% | $8,220+97.7% | $4,948+228.5% |
| Admin fee / account holder | $359 | $98+265.0% | $12,049-97.0% | $75+381.2% |