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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $27,303 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $2,851 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,965 | $48,313-42.1% | $73,309-61.9% | $52,331-46.6% |
| Participation rate | 90.1% | 68.6%+21.6pp | 74.9%+15.2pp | 68.1%+22.0pp |
| Annual return | 71.93% | 3.85%+68.1pp | 5.67%+66.3pp | 4.54%+67.4pp |
| Employer contribution / active EE | $3,178 | $1,661+91.3% | $3,237-1.8% | $1,882+68.9% |
| Participant deferral / active EE | $7,712 | $4,189+84.1% | $4,991+54.5% | $3,022+155.2% |
| Admin fee / account holder | $89 | $404-78.0% | $5,635-98.4% | $592-85.0% |