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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $39,095 |
ADP BROKER-DEALER3 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $9,292 |
ADP BROKER-DEALER4+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,663 | $61,214-28.7% | $83,322-47.6% | $56,287-22.4% |
| Participation rate | 94.3% | 72.6%+21.7pp | 77.8%+16.5pp | 69.9%+24.4pp |
| Annual return | -7.62% | 0.42%-8.0pp | 10.64%-18.3pp | -9.96%+2.3pp |
| Employer contribution / active EE | $3,530 | $1,925+83.3% | $3,379+4.5% | $2,111+67.2% |
| Participant deferral / active EE | $9,444 | $5,091+85.5% | $5,565+69.7% | $3,350+181.9% |
| Admin fee / account holder | $148 | $512-71.1% | $7,540-98.0% | $521-71.6% |