Retirement plan

NATIONAL VETERINARY ASSOCIATES, INC. 401(K) PLAN

Name: NATIONAL VETERINARY ASSOCIATES - NATIONAL VETERINARY ASSOCIATES, INC. 401(K) PLAN (2020) Form 5500
Creator: NATIONAL VETERINARY ASSOCIATES
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NATIONAL VETERINARY ASSOCIATES, INC. 401(K) PLAN, NATIONAL VETERINARY ASSOCIATES

NATIONAL VETERINARY ASSOCIATESEIN 95-4578066Plan #001PY 2020

29229 CANWOOD STREET, SUITE 100 - AGOURA HILLS, CA 91301818-707-5180

Prospect flagsLow participationLow employer contributionLow participant contributionCorrective distributions

Top hat statement on fileNQDC

Filed April 2, 2026

Plan administrator

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1 Baxter Way, Suite 200

Westlake Village, CA 91362

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Plans declared (1)

National Veterinary Associates, Inc. Deferred Compensation Plan2,127 emp

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Total assets (EOY)

$185.3M

-26.5% from 2016

Total participants

33,199

-5.9% from 2016

Average account balance

$35,266

-5.9% from 2016

Annual return

26.90%

-19.29 pp from 2016

Benchmarks

See 82 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants>=10,000

Cohort82 peers

Snapshot2020

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Analytics

Total assets (EOY)

Plan-year ending balance

$809.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$42K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

19,225

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

32.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$127.26M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.95%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$65

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 10 of 15 by compensation

Provider	Service type	Compensation
ONE WEALTH MANAGEMENT1 year Filed as: ONE WEALTH MANAGEMENT, INC. Service code 27 · EIN 82-4917584	Advisory (Plan)	$116,667
CBIZ RETIREMENT PLAN SERVICES2 years Filed as: CBIZ BENEFITS & INSURANCE SVCS INC Service code 50 · EIN 31-1582098	Direct Payment	$54,167
USI CONSULTING GROUP1 year Filed as: USI ADVISORS, INC. Service code 27 · EIN 06-1397347	Advisory (Plan)	$22,125
MASSACHUSETTS MUTUAL LIFE INS. CO.1 year Service code 49 · EIN 04-1590850	Other Services	$19,529
AB FUNDS4 years Service code 52 · EIN 13-4071393	Indirect Investment Fees	$0
AMERICAN CENTURY4 years Service code 52 · EIN 43-1646043	Indirect Investment Fees	$0
AMERICAN FUNDS4 years Service code 52 · EIN 95-1411037	Indirect Investment Fees	$0
COLUMBIA4 years Service code 52 · EIN 94-1687665	Indirect Investment Fees	$0
ENVESTNET RETIREMENT SOLUTIONS, LLC4 years Service code 27 · EIN 61-1732930	Advisory (Plan)	$0
FRANKLIN TEMPLETON1 year Filed as: FRANKLINTEMPLETON Service code 52 · EIN 13-3151768	Indirect Investment Fees	$0

Plan features & details

Pension benefit codes2E2J2F2G2K3D3H2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

4 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$212K

$6 / participant

Investment mgmt$139K65.3%
Contract admin$19K9.1%
Other / not subdivided$54K25.6%

% of EOY assets

0.115%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GGF, LLP
Auditor EIN: 208097596
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$35,266

$97,541-63.8%

$149,751-76.5%

$106,273-66.8%

Participation rate

15.3%

66.8%-51.6pp

82.5%-67.2pp

70.8%-55.5pp

Annual return

26.90%

24.23%+2.7pp

276.71%-249.8pp

21.70%+5.2pp

Employer contribution / active EE

$2,504-100.0%

$4,646-100.0%

$2,722-100.0%

Participant deferral / active EE

$634

$6,023-89.5%

$6,843-90.7%

$4,601-86.2%

Admin fee / account holder

$40

$72-43.6%

$9,312-99.6%

$78-48.4%

Provider

Service type

Compensation

ONE WEALTH MANAGEMENT1 year

Filed as: ONE WEALTH MANAGEMENT, INC.

Service code 27 · EIN 82-4917584

Advisory (Plan)

$116,667

CBIZ RETIREMENT PLAN SERVICES2 years

Filed as: CBIZ BENEFITS & INSURANCE SVCS INC

Service code 50 · EIN 31-1582098

Direct Payment

$54,167

USI CONSULTING GROUP1 year

Filed as: USI ADVISORS, INC.

Service code 27 · EIN 06-1397347

Advisory (Plan)

$22,125

MASSACHUSETTS MUTUAL LIFE INS. CO.1 year

Service code 49 · EIN 04-1590850

Other Services

$19,529

AB FUNDS4 years

Service code 52 · EIN 13-4071393

Indirect Investment Fees

AMERICAN CENTURY4 years

Service code 52 · EIN 43-1646043

Indirect Investment Fees

AMERICAN FUNDS4 years

Service code 52 · EIN 95-1411037

Indirect Investment Fees

COLUMBIA4 years

Service code 52 · EIN 94-1687665

Indirect Investment Fees

ENVESTNET RETIREMENT SOLUTIONS, LLC4 years

Service code 27 · EIN 61-1732930

Advisory (Plan)

FRANKLIN TEMPLETON1 year

Filed as: FRANKLINTEMPLETON

Service code 52 · EIN 13-3151768

Indirect Investment Fees

NATIONAL VETERINARY ASSOCIATES, INC. 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NATIONAL VETERINARY ASSOCIATES, INC. 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion