Filed August 20, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 22 · EIN 13-5674085 | Insurance Broker | $20,148 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INS AGENCY Service code 22 · EIN 51-0120742 | Insurance Broker | $18,113 |
Filed as: NATIONAL RETIREMENT SERVICES, INC Service code 17 · EIN 33-0962367 | Pension Consulting | $9,284 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 15 · EIN 04-1590850 | Recordkeeping | $8,959 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,521 | $57,108+104.0% | $94,224+23.7% | $52,331+122.7% |
| Participation rate | 86.6% | 72.9%+13.7pp | 78.8%+7.8pp | 68.1%+18.5pp |
| Annual return | -0.49% | 1.47%-2.0pp | 10.68%-11.2pp | 4.54%-5.0pp |
| Employer contribution / active EE | $2,155 | $1,735+24.2% | $3,587-39.9% | $1,882+14.5% |
| Participant deferral / active EE | $6,865 | $3,040+125.8% | $4,320+58.9% | $3,022+127.1% |
| Admin fee / account holder | $75 | $546-86.2% | $6,269-98.8% | $592-87.3% |