Filed August 20, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Recordkeeping | $150,423 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $215,471 | $86,655+148.7% | $119,609+80.1% | $66,914+222.0% |
| Participation rate | 86.6% | 75.6%+11.0pp | 79.3%+7.4pp | 69.8%+16.8pp |
| Annual return | -18.29% | -8.00%-10.3pp | -14.97%-3.3pp | 1.58%-19.9pp |
| Employer contribution / active EE | $3,273 | $2,536+29.1% | $4,232-22.7% | $2,544+28.6% |
| Participant deferral / active EE | $10,017 | $4,358+129.8% | $5,602+78.8% | $4,237+136.4% |
| Admin fee / account holder | $1,257 | $755+66.6% | $10,323-87.8% | $593+112.0% |