Filed August 20, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $115,363 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $248,200 | $82,978+199.1% | $129,995+90.9% | $71,457+247.3% |
| Participation rate | 82.4% | 74.1%+8.4pp | 78.5%+4.0pp | 67.9%+14.5pp |
| Annual return | 16.99% | 20.60%-3.6pp | -137.18%+154.2pp | 28.85%-11.9pp |
| Employer contribution / active EE | $2 | $2,622-99.9% | $4,320-100.0% | $2,588-99.9% |
| Participant deferral / active EE | $10,187 | $4,432+129.9% | $5,820+75.0% | $4,289+137.5% |
| Admin fee / account holder | $961 | $1,729-44.4% | $10,614-90.9% | $1,587-39.4% |