Filed March 12, 2018 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON FINANCIAL ADVISORS Service code 55 | Other Commissions | $46,952 |
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 55 · EIN 06-1375177 | Other Commissions | $46,952 |
Filed as: ING LIFE INSURANCE & ANNUITY CO Service code 26 · EIN 71-0294708 | Advisory (Participants) | $3,319 |
MORNINGSTAR2+ years Service code 26 | Advisory (Participants) | $3,319 |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,200 | $46,732+43.8% | $156,551-57.1% | $55,167+21.8% |
| Participation rate | 95.5% | 65.8%+29.7pp | 84.0%+11.5pp | 69.0%+26.5pp |
| Annual return | 9.64% | 17.72%-8.1pp | 32.23%-22.6pp | 169.23%-159.6pp |
| Employer contribution / active EE | $5,303 | $2,105+151.9% | $5,501-3.6% | $1,963+170.2% |
| Participant deferral / active EE | $7,493 | $2,204+239.9% | $4,871+53.8% | $3,054+145.3% |
| Admin fee / account holder | $142 | $418-66.1% | $13,028-98.9% | $504-71.9% |