Retirement plan

GLASER, WEIL, FINK, HOWARD, AVCHEN & SHAPIRO, LLP 401(K) PLAN

Name: GLASER, WEIL, FINK, HOWARD, AVCHEN & SHARPIRO, LLP - GLASER, WEIL, FINK, HOWARD, AVCHEN & SHAPIRO, LLP 401(K) PLAN (2017) Form 5500
Creator: GLASER, WEIL, FINK, HOWARD, AVCHEN & SHARPIRO, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, GLASER, WEIL, FINK, HOWARD, AVCHEN & SHAPIRO, LLP 401(K) PLAN, GLASER, WEIL, FINK, HOWARD, AVCHEN & SHARPIRO, LLP

GLASER, WEIL, FINK, HOWARD, AVCHEN & SHARPIRO, LLPEIN 95-4156414Plan #004PY 2017

10250 CONSTELLATION BLVD., 19TH FLOOR - LOS ANGELES, CA 900676219310-553-3000LinkedIn51-200 employeeslegal services

Other plans on this EIN

1 filing

#002Retirement-$16.0M assets

Prospect flagsLow returnsLow participationLow employer contribution

How to read this page

Total assets (EOY)

$12.7M

+10.4% from 2016

Total participants

166

+23.9% from 2016

Average account balance

$139,827

+22.5% from 2016

Annual return

14.94%

-32.71 pp from 2016

Benchmarks

See 5,160 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,160 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.25M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-103.64%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
UBS FINANCIAL SERVICES INC1 year Filed as: UBS PRIVATE WEALTH MANAGEMENT Service code 28 2000 AVENUE OF THE STARS 7TH FL · LOS ANGELES, CA 90067	Investment Management	$10,134
MATRIX TRUST COMPANY1 year Filed as: MG TRUST COMPANY DBA MATRIX TRUST C Service code 15 · EIN 75-3182674	Recordkeeping	$6,512
MATRIX TRUST COMPANY1 year Service code 18	Custodial (securities); Trustee (bank...	$0
MATRIX TRUST COMPANY2 years Filed as: MSCS FINANCIAL SERVICES DIVISION OF Service code 50	Direct Payment	$0
US BANK1 year Service code 62	Float revenue	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2T3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$17K

$159 / participant

Investment mgmt$2K11.0%
Other / not subdivided$15K89.0%

% of EOY assets

0.131%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MAYER HOFFMAN MCCANN P.C.
Auditor EIN: 431947695
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$139,827

$80,753+73.2%

$136,298+2.6%

$62,293+124.5%

Participation rate

28.6%

73.5%-45.0pp

81.9%-53.3pp

69.5%-40.9pp

Annual return

14.94%

35.83%-20.9pp

5156.27%-5141.3pp

28.90%-14.0pp

Employer contribution / active EE

$2,884-100.0%

$4,696-100.0%

$2,042-100.0%

Participant deferral / active EE

$7,053

$5,164+36.6%

$6,247+12.9%

$3,169+122.6%

Admin fee / account holder

$183

$525-65.2%

$9,244-98.0%

$479-61.8%

Provider

Service type

Compensation

UBS FINANCIAL SERVICES INC1 year

Filed as: UBS PRIVATE WEALTH MANAGEMENT

Service code 28

2000 AVENUE OF THE STARS 7TH FL · LOS ANGELES, CA 90067

Investment Management

$10,134

MATRIX TRUST COMPANY1 year

Filed as: MG TRUST COMPANY DBA MATRIX TRUST C

Service code 15 · EIN 75-3182674

Recordkeeping

$6,512

MATRIX TRUST COMPANY1 year

Service code 18

Custodial (securities); Trustee (bank...

MATRIX TRUST COMPANY2 years

Filed as: MSCS FINANCIAL SERVICES DIVISION OF

Service code 50

Direct Payment

US BANK1 year

Service code 62

Float revenue

GLASER, WEIL, FINK, HOWARD, AVCHEN & SHAPIRO, LLP 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

GLASER, WEIL, FINK, HOWARD, AVCHEN & SHAPIRO, LLP 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion