Filed January 3, 2013 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LINCOLN NATIONAL CORPORATION9 years Service code 13 · EIN 35-1140070 | Contract Administrator | $512,578 |
MORGAN STANLEY SMITH BARNEY9 years Filed as: MORGAN STANLEY GRAYSTONE CONSULTING Service code 27 · EIN 36-3145972 | Advisory (Plan) | $34,377 |
Service code 10 · EIN 95-4345526 | Accounting | $5,955 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,163 | $53,136+99.8% | $155,509-31.7% | $199,593-46.8% |
| Participation rate | 67.5% | 64.1%+3.5pp | 78.2%-10.7pp | 72.0%-4.4pp |
| Annual return | 9.54% | 41.15%-31.6pp | 64.67%-55.1pp | 34.25%-24.7pp |
| Employer contribution / active EE | $2,235 | $1,851+20.8% | $4,672-52.2% | $3,034-26.3% |
| Participant deferral / active EE | $6,299 | $3,161+99.3% | $5,626+12.0% | $5,087+23.8% |
| Admin fee / account holder | $140 | $185-24.3% | $15,912-99.1% | $269-47.8% |