| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Service code 16 · EIN 26-4310632 | Consulting | $65,000 |
KIECKHAFER SCHIFFER LLP2+ years Filed as: KIECKHAFER, SCHIFFER & COMPANY LLP Service code 10 · EIN 33-0688321 | Accounting | $15,054 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$89,945 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,019 | $80,211+33.4% | $74,184+44.3% | $63,975+67.3% |
| Participation rate | 97.6% | 84.2%+13.4pp | 76.6%+21.0pp | 71.1%+26.5pp |
| Annual return | 74.16% | 14.13%+60.0pp | 17.74%+56.4pp | 48.65%+25.5pp |
| Employer contribution / active EE | $2,686 | $2,553+5.2% | $2,370+13.3% | $2,182+23.1% |
| Participant deferral / active EE | $7,606 | $4,370+74.1% | $3,550+114.3% | $3,356+126.6% |
| Admin fee / account holder | -$3 | $67-104.0% | $5,586-100.0% | $70-103.8% |