Filed September 15, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DEREK RILEY7 years Filed as: J. DEREK LEWIS & ASSOCIATES, INC. Service code 27 1001 DOVE ST. · NEWPORT BEACH, CA 926602820 | Advisory (Plan) | $33,666 |
Service code 15 · EIN 48-1205033 | Recordkeeping | $22,002 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,787 | $56,317+4.4% | $71,209-17.4% | $74,304-20.9% |
| Participation rate | 52.1% | 55.1%-3.1pp | 73.8%-21.7pp | 60.3%-8.3pp |
| Annual return | 16.53% | 42.83%-26.3pp | 282.51%-266.0pp | 29.43%-12.9pp |
| Employer contribution / active EE | $1,086 | $2,160-49.7% | $2,721-60.1% | $2,241-51.5% |
| Participant deferral / active EE | $2,666 | $2,788-4.4% | $4,175-36.2% | $3,767-29.2% |
| Admin fee / account holder | $376 | $2,290-83.6% | $5,349-93.0% | $2,969-87.3% |