Filed September 15, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DEREK RILEY3 years Filed as: J. DEREK LEWIS & ASSOCIATES, INC. Service code 27 1001 DOVE ST. · NEWPORT BEACH, CA 926602820 | Advisory (Plan) | $27,493 |
Service code 15 · EIN 48-1205033 | Recordkeeping | $22,143 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,875 | $63,745-7.6% | $98,442-40.2% | $79,386-25.8% |
| Participation rate | 48.0% | 69.9%-21.8pp | 73.3%-25.3pp | 70.7%-22.7pp |
| Annual return | 20.79% | 625.80%-605.0pp | 1492.73%-1471.9pp | 116.85%-96.1pp |
| Employer contribution / active EE | $616 | $2,557-75.9% | $2,960-79.2% | $2,427-74.6% |
| Participant deferral / active EE | $2,927 | $3,303-11.4% | $4,276-31.6% | $4,046-27.7% |
| Admin fee / account holder | $487 | $516-5.6% | $5,949-91.8% | $626-22.3% |