Filed September 15, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DEREK RILEY6 years Filed as: J. DEREK LEWIS & ASSOCIATES, INC. Service code 27 1001 DOVE ST. · NEWPORT BEACH, CA 926602820 | Advisory (Plan) | $34,286 |
Service code 15 · EIN 48-1205033 | Recordkeeping | $21,478 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,670 | $60,323-11.0% | $81,812-34.4% | $74,495-28.0% |
| Participation rate | 48.7% | 62.9%-14.2pp | 72.3%-23.7pp | 67.2%-18.5pp |
| Annual return | 14.41% | 16.90%-2.5pp | 773.79%-759.4pp | 1364.94%-1350.5pp |
| Employer contribution / active EE | $806 | $2,620-69.2% | $2,912-72.3% | $2,623-69.3% |
| Participant deferral / active EE | $2,807 | $3,387-17.1% | $4,319-35.0% | $4,346-35.4% |
| Admin fee / account holder | $416 | $1,486-72.0% | $7,386-94.4% | $1,942-78.6% |