Filed September 15, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DEREK RILEY5 years Filed as: J. DEREK LEWIS & ASSOCIATES, INC. Service code 27 1001 DOVE ST. · NEWPORT BEACH, CA 926602820 | Advisory (Plan) | $27,631 |
Service code 15 · EIN 48-1205033 | Recordkeeping | $18,035 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,003 | $58,264-17.6% | $86,612-44.6% | $71,457-32.8% |
| Participation rate | 53.7% | 65.0%-11.3pp | 71.7%-18.0pp | 67.9%-14.2pp |
| Annual return | 18.48% | 21.63%-3.2pp | 591.07%-572.6pp | 28.85%-10.4pp |
| Employer contribution / active EE | $818 | $2,574-68.2% | $3,022-72.9% | $2,588-68.4% |
| Participant deferral / active EE | $2,955 | $3,436-14.0% | $4,438-33.4% | $4,289-31.1% |
| Admin fee / account holder | $365 | $1,057-65.4% | $5,614-93.5% | $1,587-77.0% |