Filed July 25, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $210,718 |
Filed as: RESOURCES INVESTMENT ADVISORS INC. Service code 27 · EIN 43-1451524 | Advisory (Plan) | $26,250 |
UHY LLP1 year Filed as: UHY LLP MI Service code 10 · EIN 20-0694403 | Accounting | $16,000 |
PKF O'CONNOR DAVIES, LLP1 year Filed as: PANNELL KERR FORSTER OF TEXAS, P.C. Service code 10 5847 SAN FELIPE · HOUSTON, TX 77057 | Accounting | $14,499 |
LPL FINANCIAL1 year Service code 27 · EIN 04-3046611 | Advisory (Plan) | $6,000 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $4,325 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,752 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
OPPENHEIMER1 year Service code 52 · EIN 13-2649093 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,497 | $80,506-46.0% | $136,298-68.1% | $80,976-46.3% |
| Participation rate | 4.1% | 61.9%-57.7pp | 81.9%-77.8pp | 68.3%-64.1pp |
| Annual return | 350.30% | 27.70%+322.6pp | 5156.27%-4806.0pp | 22.91%+327.4pp |
| Employer contribution / active EE | $0 | $1,943-100.0% | $4,696-100.0% | $2,402-100.0% |
| Participant deferral / active EE | $259 | $4,601-94.4% | $6,247-95.9% | $3,848-93.3% |
| Admin fee / account holder | $156 | $72+117.7% | $9,244-98.3% | $67+132.0% |