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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 99 · EIN 26-4310844 | Other Fees | $31,862 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $9,304 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,697 | $56,443-81.0% | $83,831-87.2% | $55,725-80.8% |
| Participation rate | 88.2% | 72.0%+16.2pp | 76.1%+12.0pp | 70.9%+17.3pp |
| Annual return | -5.63% | 393.67%-399.3pp | 850.99%-856.6pp | 244.93%-250.6pp |
| Employer contribution / active EE | $475 | $2,682-82.3% | $3,631-86.9% | $2,078-77.2% |
| Participant deferral / active EE | $1,611 | $2,965-45.7% | $4,082-60.5% | $3,356-52.0% |
| Admin fee / account holder | $11 | $156-92.7% | $5,479-99.8% | $115-90.0% |