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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 99 · EIN 26-4310844 | Other Fees | $12,795 |
Filed as: MORGAN STANLEY Service code 99 · EIN 26-1310632 | Other Fees | $6,477 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $2,902 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,632 | $57,921-55.7% | $84,753-69.8% | $57,658-55.5% |
| Participation rate | 44.8% | 72.9%-28.1pp | 76.6%-31.8pp | 70.2%-25.4pp |
| Annual return | 7.40% | 10.24%-2.8pp | 22.78%-15.4pp | 5.13%+2.3pp |
| Employer contribution / active EE | $0 | $2,598-100.0% | $3,574-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $875 | $2,742-68.1% | $3,712-76.4% | $3,061-71.4% |
| Admin fee / account holder | $7 | $130-94.7% | $5,333-99.9% | $95-92.7% |