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| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC3+ years Service code 55 · EIN 04-3523567 | Other Commissions | $24,169 |
Filed as: FIDELITY INVESTMENTS Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $50 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,219 | $36,767+91.0% | $81,473-13.8% | $62,293+12.7% |
| Participation rate | 88.3% | 54.4%+33.9pp | 68.0%+20.4pp | 69.5%+18.8pp |
| Annual return | 17.48% | 173.80%-156.3pp | 38.78%-21.3pp | 28.90%-11.4pp |
| Employer contribution / active EE | $0 | $1,128-100.0% | $2,568-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $3,830 | $2,111+81.5% | $3,537+8.3% | $3,169+20.8% |
| Admin fee / account holder | $156 | $797-80.4% | $4,561-96.6% | $479-67.4% |