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| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC2+ years Service code 55 · EIN 04-3523567 | Other Commissions | $21,210 |
Filed as: FIDELITY INVESTMENTS Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $100 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,842 | $32,425+90.7% | $74,577-17.1% | $55,167+12.1% |
| Participation rate | 93.1% | 54.0%+39.1pp | 68.1%+25.0pp | 69.0%+24.1pp |
| Annual return | 7.14% | 10.63%-3.5pp | 20.47%-13.3pp | 169.23%-162.1pp |
| Employer contribution / active EE | $0 | $1,043-100.0% | $2,525-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $3,759 | $1,995+88.5% | $3,458+8.7% | $3,054+23.1% |
| Admin fee / account holder | $144 | $748-80.8% | $4,138-96.5% | $504-71.4% |