Filings through .
Filed October 2, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Service code 26 · EIN 84-1532243 | Advisory (Participants) | $664,440 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $282,918 |
25 funds of $250K or more; 17 lines in all, holding $690M of the plan's $701M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 17% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $164M | 23.8% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $119M | 17.3% |
| Empower Guaranteed Interest Account Empower · Insurance contract Recordkeeper's own fund | $70.6M | 10.2% |
| Blue Chip Fund R-6 Principal · Mutual fund | $40.5M | 5.9% |
| Eupac Fund Capital Group · Mutual fund | $36.5M | 5.3% |
| Fund Class R6 American Funds Capital Group · Mutual fund | $35.8M | 5.2% |
| Dodge & Cox Income Fund Class X Dodge & Cox · Mutual fund | $33.1M | 4.8% |
| Vanguard S&P Mid-Cap 400 Index Fund Vanguard · Mutual fund Index | $32.5M | 4.7% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $32.3M | 4.7% |
| American Funds Washington Mutual Capital Group · Mutual fund | $25.8M | 3.7% |
Added 2 funds, dropped 2 funds, likely replaced 1 fund. Changed share class on 2 funds.
| Fund | Year-end value |
|---|---|
| AddedInvestors Fund Class R6 American Funds | $22.4M |
| DroppedAmerican Balanced Fund Class R-6 | $19.5M |
| Share class changePrincipal Midcap Cl R5 to Retirement Fund Class R6 Principal Asset | $12.7M to $12.8M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 6 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.