Filed January 1, 2012 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 26 · EIN 26-4310632 | Advisory (Participants) | $49,750 |
Service code 36 · EIN 04-1590850 | Investment management fees paid indir... | $41,015 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,304 | $71,802-3.5% | $133,980-48.3% | $57,658+20.2% |
| Participation rate | 98.1% | 85.5%+12.7pp | 87.1%+11.1pp | 70.2%+27.9pp |
| Annual return | 7.05% | 13.51%-6.5pp | 29.30%-22.2pp | 5.13%+1.9pp |
| Employer contribution / active EE | $3,770 | $3,161+19.3% | $5,211-27.7% | $1,974+91.0% |
| Participant deferral / active EE | $3,925 | $4,606-14.8% | $6,282-37.5% | $3,061+28.2% |
| Admin fee / account holder | $67 | $88-23.2% | $9,324-99.3% | $95-28.8% |