Filed January 1, 2012 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 26 · EIN 26-4310632 | Advisory (Participants) | $49,000 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $21,355 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,094 | $68,413-3.4% | $123,104-46.3% | $55,191+19.8% |
| Participation rate | 98.8% | 84.5%+14.3pp | 86.8%+12.1pp | 69.2%+29.7pp |
| Annual return | -0.18% | 6.30%-6.5pp | 13.22%-13.4pp | 10.78%-11.0pp |
| Employer contribution / active EE | $3,498 | $3,050+14.7% | $5,151-32.1% | $1,899+84.2% |
| Participant deferral / active EE | $3,621 | $4,490-19.4% | $6,230-41.9% | $3,046+18.9% |
| Admin fee / account holder | $36 | $88-58.8% | $9,015-99.6% | $91-60.1% |