Filed December 9, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPERATIONS CO. Service code 37 · EIN 04-2647786 | Loan Processing | $1,037,981 |
NEWPORT GROUP, INC.2+ years Filed as: NEWPORT GROUP SECURITIES, INC. Service code 16 · EIN 59-3099288 | Consulting | $46,375 |
BAKER TILLY US, LLP2+ years Filed as: BAKER TILLY VIRCHOW KRAUSE, LLP Service code 10 · EIN 39-0859910 | Accounting | $29,800 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,697 | $39,443+48.8% | $73,545-20.2% | $80,976-27.5% |
| Participation rate | 53.6% | 35.9%+17.7pp | 54.9%-1.3pp | 68.3%-14.6pp |
| Annual return | 13.08% | 18.39%-5.3pp | -15.16%+28.2pp | 22.91%-9.8pp |
| Employer contribution / active EE | $635 | $463+37.3% | $1,219-47.9% | $2,402-73.6% |
| Participant deferral / active EE | $2,488 | $1,131+119.9% | $1,806+37.8% | $3,848-35.4% |
| Admin fee / account holder | $66 | $72-8.0% | $2,320-97.1% | $67-1.6% |