Filed December 9, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPERATIONS CO. Service code 37 · EIN 04-2647786 | Loan Processing | $1,032,172 |
NEWPORT GROUP, INC.1+ years Filed as: NEWPORT GROUP SECURITIES, INC. Service code 16 · EIN 59-3099288 | Consulting | $46,424 |
BAKER TILLY US, LLP1+ years Filed as: BAKER TILLY VIRCHOW KRAUSE, LLP Service code 10 · EIN 39-0859910 | Accounting | $27,700 |
XEROX CORPORATION1+ years Filed as: XEROX Service code 15 · EIN 16-0468020 | Recordkeeping | $20,320 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,438 | $35,463+56.3% | $69,182-19.9% | $329,111-83.2% |
| Participation rate | 53.2% | 34.6%+18.6pp | 55.1%-1.9pp | 67.9%-14.6pp |
| Annual return | 10.46% | 7.72%+2.7pp | -21.93%+32.4pp | 16.35%-5.9pp |
| Employer contribution / active EE | $840 | $449+87.0% | $1,206-30.4% | $2,303-63.5% |
| Participant deferral / active EE | $2,451 | $1,018+140.8% | $1,897+29.2% | $3,682-33.4% |
| Admin fee / account holder | $69 | $64+7.6% | $2,697-97.4% | $754-90.8% |