Filed March 20, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Recordk... | $198,620 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 16 · EIN 26-4310632 | Consulting | $46,399 |
MOSS ADAMS LLP5 years Service code 10 · EIN 91-0189318 | Accounting | $17,850 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,629 | $67,512-45.7% | $185,823-80.3% | $93,030-60.6% |
| Participation rate | 88.0% | 67.1%+20.8pp | 81.7%+6.3pp | 73.9%+14.1pp |
| Annual return | 11.50% | 21.04%-9.5pp | 122.05%-110.5pp | 158.70%-147.2pp |
| Employer contribution / active EE | $2,740 | $1,783+53.7% | $5,167-47.0% | $2,706+1.3% |
| Participant deferral / active EE | $0 | $3,035-100.0% | $5,568-100.0% | $4,562-100.0% |
| Admin fee / account holder | $129 | $318-59.3% | $16,237-99.2% | $152-14.7% |