Filed March 20, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Distributi... | $76,554 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 33 · EIN 26-4310632 | Securities brokerage commissions and ... | $47,290 |
MOSS ADAMS LLP4 years Service code 10 · EIN 91-0189318 | Accounting | $17,850 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,140 | $56,095-42.7% | $178,503-82.0% | $90,274-64.4% |
| Participation rate | 93.5% | 65.6%+27.9pp | 81.9%+11.6pp | 73.4%+20.1pp |
| Annual return | 12.79% | 28.81%-16.0pp | 151.12%-138.3pp | 53.97%-41.2pp |
| Employer contribution / active EE | $2,862 | $1,572+82.0% | $5,011-42.9% | $2,523+13.4% |
| Participant deferral / active EE | $0 | $2,669-100.0% | $5,202-100.0% | $4,231-100.0% |
| Admin fee / account holder | $76 | $101-24.1% | $13,987-99.5% | $114-33.0% |