Filed March 20, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant communicat... | $76,554 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 33 · EIN 26-4310632 | Securities brokerage commissions and ... | $47,290 |
MOSS ADAMS LLP4 years Service code 10 · EIN 91-0189318 | Accounting | $17,850 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,140 | $56,095-42.7% | $178,490-82.0% | $90,288-64.4% |
| Participation rate | 93.5% | 65.6%+27.9pp | 81.9%+11.6pp | 73.4%+20.1pp |
| Annual return | 12.79% | 28.81%-16.0pp | 151.07%-138.3pp | 53.97%-41.2pp |
| Employer contribution / active EE | $2,862 | $1,572+82.0% | $5,011-42.9% | $2,524+13.4% |
| Participant deferral / active EE | $0 | $2,669-100.0% | $5,202-100.0% | $4,232-100.0% |
| Admin fee / account holder | $76 | $101-24.1% | $13,984-99.5% | $114-33.0% |