Filed September 21, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Claims ... | $54,775 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY & COMPANY Service code 16 · EIN 36-3145972 | Consulting | $21,147 |
MID ATLANTIC CAPITAL CORPORATION5+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $124,334 | $204,517-39.2% | $69,455+79.0% | $77,787+59.8% |
| Participation rate | 24.7% | 74.6%-49.9pp | 74.6%-49.9pp | 73.2%-48.5pp |
| Annual return | 20.25% | 22.10%-1.8pp | 28.97%-8.7pp | 32.57%-12.3pp |
| Employer contribution / active EE | $2,059 | $3,548-42.0% | $2,779-25.9% | $2,504-17.8% |
| Participant deferral / active EE | $1,180 | $3,478-66.1% | $3,535-66.6% | $3,967-70.3% |
| Admin fee / account holder | $137 | $101+35.8% | $3,839-96.4% | $100+36.5% |