Filed September 21, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY & COMPANY Service code 27 · EIN 36-3145972 | Advisory (Plan) | $67,393 |
Service code 12 · EIN 13-3689044 | Account maintenance fees; Recordkeepi... | $41,634 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,409 | $92,091+19.9% | $63,018+75.2% | $77,958+41.6% |
| Participation rate | 33.2% | 74.5%-41.3pp | 74.8%-41.6pp | 71.6%-38.5pp |
| Annual return | 13.65% | 16.23%-2.6pp | 87.62%-74.0pp | 20.87%-7.2pp |
| Employer contribution / active EE | $2,693 | $3,424-21.4% | $2,761-2.5% | $2,310+16.5% |
| Participant deferral / active EE | $1,412 | $3,361-58.0% | $3,330-57.6% | $3,537-60.1% |
| Admin fee / account holder | $194 | $48+305.0% | $3,601-94.6% | $97+99.3% |