Filed July 12, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $449,826 |
TD AMERITRADE, INC.4+ years Filed as: TD AMERITRADE Service code 19 · EIN 47-0533629 | Securities Custodian | $63,822 |
RBC GLOBAL ASSET MANAGEMENT4+ years Filed as: CITY NATIONAL BANK Service code 19 · EIN 95-1780067 | Securities Custodian | $36,482 |
MERCER4+ years Service code 27 · EIN 61-0736136 | Advisory (Plan) | $11,250 |
MATRIX TRUST COMPANY3+ years Service code 18 · EIN 75-3182674 | Trustee (bank, trust company, or simi... | $0 |
MATRIX TRUST COMPANY1 year Filed as: MSCS FS DIV OF BROADRIDGE BPO, LLC Service code 59 · EIN 33-1151291 | Shareholder Servicing | $0 |
TD AMERITRADE, INC.3+ years Service code 59 | Shareholder Servicing | $0 |
US BANK4+ years Service code 62 · EIN 41-0255900 | Float revenue | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $145,372 | $82,546+76.1% | $140,016+3.8% | $75,289+93.1% |
| Participation rate | 98.5% | 88.4%+10.2pp | 87.5%+11.0pp | 72.4%+26.1pp |
| Annual return | -5.47% | -0.36%-5.1pp | 651.12%-656.6pp | -0.04%-5.4pp |
| Employer contribution / active EE | $8,495 | $3,856+120.3% | $5,606+51.5% | $2,405+253.2% |
| Participant deferral / active EE | $7,979 | $5,731+39.2% | $6,927+15.2% | $3,739+113.4% |
| Admin fee / account holder | $101 | $86+18.0% | $10,705-99.1% | $102-1.1% |