Filed July 12, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $346,368 |
RBC GLOBAL ASSET MANAGEMENT2+ years Filed as: CITY NATIONAL BANK Service code 19 · EIN 95-1780067 | Securities Custodian | $75,289 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE Service code 19 · EIN 47-0533629 | Securities Custodian | $56,392 |
MERCER2+ years Service code 27 · EIN 61-0736136 | Advisory (Plan) | $45,000 |
MATRIX TRUST COMPANY1+ years Service code 62 | Soft dollars commissions; Float revenue | $0 |
MATRIX TRUST COMPANY2+ years Filed as: MG TRUST CO. DBA MATRIX TRUST CO. Service code 18 · EIN 75-3182674 | Soft dollars commissions; Custodial (... | $0 |
TD AMERITRADE, INC.1+ years Service code 59 | Shareholder Servicing | $0 |
US BANK2+ years Service code 19 · EIN 41-0255900 | Securities Custodian | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $150,869 | $80,354+87.8% | $133,980+12.6% | $63,975+135.8% |
| Participation rate | 98.5% | 87.5%+10.9pp | 87.1%+11.4pp | 71.1%+27.3pp |
| Annual return | 10.88% | 13.11%-2.2pp | 29.30%-18.4pp | 48.65%-37.8pp |
| Employer contribution / active EE | $5,938 | $3,503+69.5% | $5,211+13.9% | $2,182+172.2% |
| Participant deferral / active EE | $7,215 | $5,239+37.7% | $6,282+14.9% | $3,356+115.0% |
| Admin fee / account holder | $93 | $69+34.5% | $9,324-99.0% | $70+32.3% |