Filed January 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PACIFIC PORTFOLIO CONSULTING4 years Filed as: PACIFIC PORTFOLIO CONSULTING, Service code 50 · EIN 20-3431077 | Direct Payment | $32,594 |
Service code 49 · EIN 04-1590850 | Other Services | $28,879 |
PACIFIC PORTFOLIO CONSULTING6+ years Filed as: PACIFIC PORTFOLIO CONSULTING, LLC Service code 51 · EIN 20-3431077 | Investment Mgmt Fees | $16,681 |
AMERICAN FUNDS4 years Service code 52 · EIN 52-0792143 | Indirect Investment Fees | $0 |
EMERALD FUNDS1 year Service code 52 · EIN 23-2664857 | Indirect Investment Fees | $0 |
HARBOR1 year Service code 52 · EIN 34-1953393 | Indirect Investment Fees | $0 |
LAZARD ASSET MANAGEMENT4 years Filed as: LAZARD Service code 52 · EIN 20-0169148 | Indirect Investment Fees | $0 |
NATIXIS FUNDS4 years Service code 52 · EIN 04-3219179 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.4 years Filed as: VANGUARD Service code 52 · EIN 51-0082711 | Indirect Investment Fees | $0 |
WELLS FARGO BANK, N.A.4 years Filed as: WELLS FARGO Service code 52 · EIN 41-0449260 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $269,932 | $99,957+170.0% | $149,745+80.3% | $73,497+267.3% |
| Participation rate | 99.5% | 75.7%+23.8pp | 82.5%+17.0pp | 70.7%+28.8pp |
| Annual return | 12.86% | 53.87%-41.0pp | 276.72%-263.9pp | 28.51%-15.7pp |
| Employer contribution / active EE | $13,216 | $3,191+314.1% | $4,646+184.5% | $2,270+482.2% |
| Participant deferral / active EE | $7,813 | $6,073+28.7% | $6,843+14.2% | $3,740+108.9% |
| Admin fee / account holder | $337 | $551-38.8% | $9,312-96.4% | $513-34.3% |