Filed January 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PACIFIC PORTFOLIO CONSULTING4 years Filed as: PACIFIC PORTFOLIO CONSULTING, Service code 50 · EIN 20-3431077 | Direct Payment | $32,594 |
Service code 49 · EIN 04-1590850 | Other Services | $28,879 |
PACIFIC PORTFOLIO CONSULTING6+ years Filed as: PACIFIC PORTFOLIO CONSULTING, LLC Service code 51 · EIN 20-3431077 | Investment Mgmt Fees | $16,681 |
AMERICAN FUNDS4 years Service code 52 · EIN 52-0792143 | Indirect Investment Fees | $0 |
EMERALD FUNDS1 year Service code 52 · EIN 23-2664857 | Indirect Investment Fees | $0 |
HARBOR1 year Service code 52 · EIN 34-1953393 | Indirect Investment Fees | $0 |
LAZARD ASSET MANAGEMENT4 years Filed as: LAZARD Service code 52 · EIN 20-0169148 | Indirect Investment Fees | $0 |
NATIXIS FUNDS4 years Service code 52 · EIN 04-3219179 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.4 years Filed as: VANGUARD Service code 52 · EIN 51-0082711 | Indirect Investment Fees | $0 |
WELLS FARGO BANK, N.A.4 years Filed as: WELLS FARGO Service code 52 · EIN 41-0449260 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $269,932 | $99,957+170.0% | $149,696+80.3% | $73,488+267.3% |
| Participation rate | 99.5% | 75.7%+23.8pp | 82.5%+17.1pp | 70.7%+28.9pp |
| Annual return | 12.86% | 53.87%-41.0pp | 276.60%-263.7pp | 28.51%-15.7pp |
| Employer contribution / active EE | $13,216 | $3,191+314.1% | $4,644+184.6% | $2,270+482.2% |
| Participant deferral / active EE | $7,813 | $6,073+28.7% | $6,842+14.2% | $3,740+108.9% |
| Admin fee / account holder | $337 | $551-38.8% | $9,309-96.4% | $513-34.3% |