Filed January 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PACIFIC PORTFOLIO CONSULTING4+ years Filed as: PACIFIC PORTFOLIO CONSULTING, LLC Service code 27 · EIN 20-3431077 | Advisory (Plan) | $75,728 |
PACIFIC PORTFOLIO CONSULTING4+ years Filed as: PACIFIC PORTFOLIO CONSULTING LLC Service code 27 | Advisory (Plan) | $33,138 |
Service code 49 · EIN 04-1590850 | Other Services | $20,238 |
AMERICAN FUNDS2 years Service code 52 · EIN 52-0792143 | Indirect Investment Fees | $0 |
Filed as: FIDELITY ADVISOR Service code 52 · EIN 04-3335387 | Indirect Investment Fees | $0 |
INVESCO2 years Service code 52 · EIN 84-0933032 | Indirect Investment Fees | $0 |
LAZARD ASSET MANAGEMENT2 years Filed as: LAZARD Service code 52 · EIN 20-0169148 | Indirect Investment Fees | $0 |
NATIXIS FUNDS2 years Service code 52 · EIN 04-3219179 | Indirect Investment Fees | $0 |
NORTHERN FUNDS2 years Service code 52 · EIN 36-3608252 | Indirect Investment Fees | $0 |
PIMCO FUNDS2 years Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $200,106 | $73,102+173.7% | $123,544+62.0% | $56,287+255.5% |
| Participation rate | 100.0% | 74.3%+25.7pp | 82.3%+17.7pp | 69.9%+30.1pp |
| Annual return | -3.05% | 3.01%-6.1pp | 119.20%-122.2pp | -9.96%+6.9pp |
| Employer contribution / active EE | $11,974 | $2,977+302.2% | $4,628+158.7% | $2,111+467.2% |
| Participant deferral / active EE | $6,525 | $5,423+20.3% | $6,426+1.6% | $3,350+94.8% |
| Admin fee / account holder | $442 | $554-20.1% | $9,284-95.2% | $521-15.1% |