Filed January 6, 2017 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEDIGITAL TOPCO LLC Service code 28 · EIN 82-1434504 | Investment Management | $24,750 |
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $17,617 |
Service code 10 · EIN 95-0858589 | Accounting | $16,626 |
Filed as: ALEXIS INVESTMENT PARTNERS LLC Service code 26 · EIN 82-4210250 | Advisory (Participants) | $10,944 |
Filed as: ONE DIGITAL Service code 28 · EIN 43-1451524 | Investment Management | $8,250 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $541 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $419,458 | $81,625+413.9% | $167,512+150.4% | $74,304+464.5% |
| Participation rate | 92.6% | 60.0%+32.6pp | 77.1%+15.6pp | 60.3%+32.3pp |
| Annual return | 12.77% | 26.09%-13.3pp | 1615.79%-1603.0pp | 29.43%-16.7pp |
| Employer contribution / active EE | $20,095 | $2,010+899.6% | $3,882+417.7% | $2,241+796.6% |
| Participant deferral / active EE | $8,332 | $4,115+102.5% | $6,405+30.1% | $3,767+121.2% |
| Admin fee / account holder | $499 | $3,474-85.7% | $9,769-94.9% | $2,969-83.2% |