Filed April 25, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Sales loads (front... | $1,264,462 |
MOSS ADAMS LLP3+ years Filed as: MOSS ADAMS, LLP Service code 10 · EIN 91-0189318 | Accounting | $40,000 |
SIGNATURE ESTATE & INVESTMENT3+ years Filed as: SIGNATURE INVESTMENT ADVISORS Service code 27 · EIN 45-3791510 | Advisory (Plan) | $25,178 |
Service code 27 · EIN 27-3616371 | Advisory (Plan) | $13,996 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $10,221 |
Service code 27 · EIN 33-0837984 | Advisory (Plan) | $9,320 |
TIAA3+ years Filed as: TIAA - TEACHERS INSURANCE AND ANUIT Service code 64 · EIN 13-1624203 | Recordkeeping Fees | $8,541 |
QUEST SECURITIES INC3+ years Service code 27 · EIN 94-2274244 | Advisory (Plan) | $7,719 |
CAPITAL ADVANTAGE INC2 years Service code 27 · EIN 94-3307876 | Advisory (Plan) | $2,978 |
DESTINATION WEALTH MANAGEMENT3+ years Service code 27 · EIN 56-2326959 | Advisory (Plan) | $1,789 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $124,541 | $53,684+132.0% | $170,435-26.9% | $80,976+53.8% |
| Participation rate | 85.3% | 69.2%+16.1pp | 83.6%+1.7pp | 68.3%+17.0pp |
| Annual return | 17.03% | 25.97%-8.9pp | 205.94%-188.9pp | 22.91%-5.9pp |
| Employer contribution / active EE | $7,688 | $1,642+368.2% | $5,432+41.5% | $2,402+220.0% |
| Participant deferral / active EE | $8,022 | $3,017+165.9% | $4,939+62.4% | $3,848+108.5% |
| Admin fee / account holder | $78 | $46+67.6% | $13,881-99.4% | $67+15.2% |