Filed April 25, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Float rev... | $1,184,982 |
MOSS ADAMS LLP1+ years Filed as: MOSS ADAMS, LLP Service code 10 · EIN 91-0189318 | Accounting | $44,085 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $17,629 |
SIGNATURE ESTATE & INVESTMENT1+ years Filed as: SIGNATURE INVESTMENT ADVISORS Service code 27 · EIN 45-3791510 | Advisory (Plan) | $13,161 |
TIAA1+ years Filed as: TIAA - TEACHERS INSURANCE AND ANUIT Service code 64 · EIN 13-1624203 | Recordkeeping Fees | $12,156 |
DESTINATION WEALTH MANAGEMENT1+ years Service code 27 · EIN 56-2326959 | Advisory (Plan) | $8,864 |
QUEST SECURITIES INC1+ years Service code 27 · EIN 94-2274244 | Advisory (Plan) | $8,040 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,263 | $46,516+130.6% | $147,618-27.3% | $69,651+54.0% |
| Participation rate | 78.1% | 65.8%+12.3pp | 84.6%-6.5pp | 66.6%+11.5pp |
| Annual return | 0.04% | 9.48%-9.4pp | 61.98%-61.9pp | 53.77%-53.7pp |
| Employer contribution / active EE | $6,270 | $1,393+350.0% | $5,564+12.7% | $2,241+179.8% |
| Participant deferral / active EE | $6,727 | $2,719+147.4% | $4,895+37.4% | $3,635+85.0% |
| Admin fee / account holder | $63 | $45+41.4% | $11,612-99.5% | $63+0.1% |