Filed April 25, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $1,330,008 |
SIGNATURE ESTATE & INVESTMENT2+ years Filed as: SIGNATURE INVESTMENT ADVISORS Service code 27 · EIN 45-3791510 | Advisory (Plan) | $29,071 |
MOSS ADAMS LLP2+ years Filed as: MOSS ADAMS, LLP Service code 10 · EIN 91-0189318 | Accounting | $22,700 |
QUEST SECURITIES INC2+ years Service code 27 · EIN 94-2274244 | Advisory (Plan) | $14,220 |
TIAA2+ years Filed as: TIAA - TEACHERS INSURANCE AND ANUIT Service code 64 · EIN 13-1624203 | Recordkeeping Fees | $12,156 |
Service code 27 · EIN 27-3616371 | Advisory (Plan) | $11,365 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $11,063 |
DESTINATION WEALTH MANAGEMENT2+ years Service code 27 · EIN 56-2326959 | Advisory (Plan) | $10,026 |
CAPITAL ADVANTAGE INC1 year Service code 27 · EIN 94-3307876 | Advisory (Plan) | $2,741 |
Service code 27 · EIN 95-4806910 | Advisory (Plan) | $1,026 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,918 | $49,270+121.1% | $156,551-30.4% | $329,111-66.9% |
| Participation rate | 82.0% | 68.1%+13.8pp | 84.0%-2.0pp | 67.9%+14.1pp |
| Annual return | 7.85% | 23.25%-15.4pp | 32.23%-24.4pp | 16.35%-8.5pp |
| Employer contribution / active EE | $6,575 | $1,534+328.5% | $5,501+19.5% | $2,303+185.4% |
| Participant deferral / active EE | $7,259 | $2,920+148.6% | $4,871+49.0% | $3,682+97.1% |
| Admin fee / account holder | $103 | $51+104.2% | $13,028-99.2% | $754-86.3% |