Filed December 23, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $81,757 |
SAGEVIEW ADVISORY GROUP, LLC2 years Filed as: MJM401K, LLC Service code 27 4647 N. 32ND STREET SUITE 200 · PHOENIX, AZ 85018 | Advisory (Plan) | $32,000 |
CHARLES SCHWAB & CO., INC.4+ years Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB AND CO INC Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $0 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,480 | $65,118+14.4% | $76,768-3.0% | $55,725+33.7% |
| Participation rate | 50.4% | 79.6%-29.2pp | 77.0%-26.5pp | 70.9%-20.4pp |
| Annual return | -3.06% | -1.27%-1.8pp | 2.43%-5.5pp | 244.93%-248.0pp |
| Employer contribution / active EE | $1,366 | $1,941-29.6% | $2,485-45.0% | $2,078-34.3% |
| Participant deferral / active EE | $2,839 | $3,688-23.0% | $3,852-26.3% | $3,356-15.4% |
| Admin fee / account holder | $160 | $116+38.3% | $6,675-97.6% | $115+39.1% |