Filed December 23, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $88,988 |
Filed as: MJM401K, LLC Service code 27 4647 N. 32ND STREET SUITE 200 · PHOENIX, AZ 85018 | Advisory (Plan) | $32,000 |
Filed as: CHARLES SCHWAB AND CO. INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $50 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 | Shareholder Servicing | $0 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,720 | $69,305+17.9% | $82,313-0.7% | $69,631+17.4% |
| Participation rate | 51.6% | 80.3%-28.6pp | 76.9%-25.3pp | 70.7%-19.1pp |
| Annual return | 16.27% | 21.47%-5.2pp | 25.88%-9.6pp | 27571.02%-27554.8pp |
| Employer contribution / active EE | $1,389 | $1,887-26.4% | $2,428-42.8% | $2,032-31.7% |
| Participant deferral / active EE | $2,903 | $3,568-18.7% | $3,706-21.7% | $3,224-10.0% |
| Admin fee / account holder | $166 | $97+70.9% | $5,608-97.0% | $110+50.4% |