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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $28,112 |
CETERA ADVISOR NETWORKS LLC5+ years Filed as: CETERA ADVISORS LLC Service code 27 200 N. PACIFIC COAST HWY STE 1200 · EL SEGUNDO, CA 90245 | Advisory (Plan) | $22,002 |
HICKS PENSION SERVICES5+ years Filed as: QUALIFIED SERVICES, INC. DBA HICKS Service code 13 · EIN 77-0155091 PENSION SERVICES · SAN LUIS OBISPO, CA 93405 | Contract Administrator | $600 |
QUALIFIED PLANS, LLC4 years Filed as: QUALIFIED SERVICES INC. Service code 13 | Contract Administrator | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,799 | $55,636+25.5% | $81,982-14.9% | $73,497-5.0% |
| Participation rate | 68.9% | 62.3%+6.6pp | 69.3%-0.4pp | 70.7%-1.8pp |
| Annual return | 8.24% | 19.07%-10.8pp | 41.31%-33.1pp | 28.51%-20.3pp |
| Employer contribution / active EE | $1,339 | $1,625-17.6% | $2,498-46.4% | $2,270-41.0% |
| Participant deferral / active EE | $3,988 | $2,762+44.4% | $3,722+7.1% | $3,740+6.6% |
| Admin fee / account holder | $135 | $493-72.7% | $5,665-97.6% | $513-73.8% |