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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6+ years Service code 28 · EIN 26-4310632 | Investment Management | $302,596 |
INDEPENDENT FINANCIAL PARTNERS6+ years Filed as: SIERRA INVESTMENT PARTNERS, INC Service code 28 101 YGNACIO VALLEY RD STE 300 · WALNUT CREEK, CA 94596 | Investment Management | $241,526 |
KAUFMANN & GOBLE6+ years Filed as: KAUFMANN & GOBLE ASSOCIATES, INC. Service code 15 10 ALMADEN BLVD · SAN JOSE, CA 95113 | Recordkeeping | $162,432 |
CAMBIAR INVESTORS LLC6+ years Service code 28 · EIN 84-1596610 | Investment Management | $124,317 |
ASB CAPITAL MANAGEMENT6+ years Service code 28 · EIN 80-0618452 | Investment Management | $121,608 |
GARCIA HAMILTON & ASSOCIATES6+ years Filed as: GARCIA HAMILTON & ASSOCIATES L.P. Service code 28 · EIN 76-0589652 | Investment Management | $91,247 |
UNITED ADMINISTRATIVE SERVICES6+ years Service code 13 · EIN 94-1749354 | Contract Administrator | $88,146 |
MATRIX TRUST COMPANY5 years Service code 18 · EIN 75-3182674 | Investment management fees paid direc... | $69,117 |
BLACKROCK1 year Service code 28 · EIN 32-0174431 | Investment Management | $67,543 |
Filed as: NEYHART ANDERSON FLYNN & GROSBOLL Service code 29 · EIN 94-2562134 | Legal | $53,800 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $81,719-100.0% | $101,275-100.0% | $90,274-100.0% |
| Participation rate | 0.0% | 80.7%-80.7pp | 75.8%-75.8pp | 73.4%-73.4pp |
| Annual return | 15.83% | 337.64%-321.8pp | 46.46%-30.6pp | 53.97%-38.1pp |
| Employer contribution / active EE | $12,841 | $3,622+254.5% | $3,660+250.8% | $2,523+408.9% |
| Participant deferral / active EE | $0 | $3,310-100.0% | $4,370-100.0% | $4,231-100.0% |
| Admin fee / account holder | $0 | $162-100.0% | $5,948-100.0% | $114-100.0% |