Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Service code 28 · EIN 26-4310632 | Investment Management | $259,887 |
CAMBIAR INVESTORS LLC2+ years Service code 28 · EIN 84-1596610 | Investment Management | $98,952 |
INDEPENDENT FINANCIAL PARTNERS2+ years Filed as: SIERRA INVESTMENT PARTNERS, INC Service code 19 101 YGNACIO VALLEY RD STE 300 · WALNUT CREEK, CA 94596 | Securities Custodian | $91,486 |
ASB CAPITAL MANAGEMENT2+ years Service code 28 · EIN 80-0618452 | Investment Management | $71,484 |
UNITED ADMINISTRATIVE SERVICES2+ years Service code 13 · EIN 94-1749354 | Contract Administrator | $64,649 |
MATRIX TRUST COMPANY1 year Service code 18 · EIN 75-3182674 | Participant communication; Custodial ... | $49,761 |
KAUFMANN & GOBLE2+ years Filed as: KAUFMANN & GOBLE ASSOCIATES, INC. Service code 15 10 ALMADEN BLVD · SAN JOSE, CA 95113 | Recordkeeping | $45,193 |
Filed as: NEYHART ANDERSON FLYNN & GROSBOLL Service code 29 · EIN 94-2562134 | Legal | $45,003 |
VICTORY2+ years Filed as: VICTORY CAPITAL MANAGEMENT Service code 28 · EIN 13-2700161 | Investment Management | $30,007 |
MILLER KAPLAN ARASE LLP2+ years Service code 10 · EIN 95-2036255 | Accounting | $18,300 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
Sign up free to preview 1 reportable transaction
Free accounts unlock saves, downloads, and 3-year history.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $57,921-100.0% | $84,753-100.0% | $57,661-100.0% |
| Participation rate | 0.0% | 72.9%-72.9pp | 76.6%-76.6pp | 70.2%-70.2pp |
| Annual return | 7.59% | 10.24%-2.6pp | 22.78%-15.2pp | 5.13%+2.5pp |
| Employer contribution / active EE | $10,630 | $2,598+309.1% | $3,574+197.4% | $1,974+438.5% |
| Participant deferral / active EE | $0 | $2,742-100.0% | $3,712-100.0% | $3,061-100.0% |
| Admin fee / account holder | $0 | $130-100.0% | $5,333-100.0% | $95-100.0% |