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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Service code 28 · EIN 26-4310632 | Investment Management | $197,721 |
VICTORY1+ years Filed as: VICTORY CAPITAL MANAGEMENT Service code 28 · EIN 13-2700161 | Investment Management | $128,279 |
CAMBIAR INVESTORS LLC1+ years Service code 28 · EIN 84-1596610 | Investment Management | $96,956 |
KAUFMANN & GOBLE1+ years Filed as: KAUFMANN & GOBLE ASSOCIATES, INC. Service code 15 10 ALMADEN BLVD · SAN JOSE, CA 95113 | Recordkeeping | $94,368 |
INDEPENDENT FINANCIAL PARTNERS1+ years Filed as: SIERRA INVESTMENT PARTNERS, INC Service code 19 101 YGNACIO VALLEY RD STE 300 · WALNUT CREEK, CA 94596 | Securities Custodian | $77,540 |
ASB CAPITAL MANAGEMENT1+ years Service code 28 · EIN 80-0618452 | Investment Management | $65,742 |
UNITED ADMINISTRATIVE SERVICES1+ years Service code 13 · EIN 94-1749354 | Contract Administrator | $62,946 |
Filed as: NEYHART ANDERSON FLYNN & GROSBOLL Service code 28 · EIN 94-2562134 | Investment Management | $44,700 |
MATRIX TRUST COMPANY1+ years Filed as: BROADBRIDGE MATRIX TRUST COMPANY Service code 18 PO BOX 64322 · PHOENIX, AZ 85082 | Participant communication; Custodial ... | $35,531 |
GARCIA HAMILTON & ASSOCIATES1+ years Filed as: GARCIA HAMILTON & ASSOCIATES L.P. Service code 28 · EIN 76-0589652 | Investment Management | $28,566 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $50,498-100.0% | $75,784-100.0% | $55,191-100.0% |
| Participation rate | 0.0% | 69.4%-69.4pp | 75.8%-75.8pp | 69.2%-69.2pp |
| Annual return | -0.56% | 1.80%-2.4pp | 9.68%-10.2pp | 10.78%-11.3pp |
| Employer contribution / active EE | $9,853 | $2,291+330.1% | $3,323+196.5% | $1,899+418.9% |
| Participant deferral / active EE | $0 | $2,589-100.0% | $3,652-100.0% | $3,046-100.0% |
| Admin fee / account holder | $0 | $123-100.0% | $5,300-100.0% | $91-100.0% |