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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.3 years Service code 15 · EIN 23-1945930 | Recordkeeping | $10,260 |
Filed as: AXA ADVISORS, LLC Service code 27 · EIN 13-4071393 | Advisory (Plan) | $6,559 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,245 | $65,034-35.0% | $90,970-53.6% | $79,856-47.1% |
| Participation rate | 63.5% | 61.6%+1.9pp | 69.0%-5.5pp | 69.6%-6.1pp |
| Annual return | 12.37% | 30.45%-18.1pp | 134.60%-122.2pp | 31.71%-19.3pp |
| Employer contribution / active EE | $0 | $1,247-100.0% | $2,122-100.0% | $2,471-100.0% |
| Participant deferral / active EE | $1,857 | $2,512-26.1% | $3,373-44.9% | $3,741-50.3% |
| Admin fee / account holder | $198 | $4,536-95.6% | $5,961-96.7% | $5,306-96.3% |