Filed January 31, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.5 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $134,786 |
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $22,500 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$360,641 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $253,972 | $110,699+129.4% | $177,821+42.8% | $90,288+181.3% |
| Participation rate | 92.9% | 88.3%+4.5pp | 87.7%+5.1pp | 73.4%+19.5pp |
| Annual return | 20.31% | 22.79%-2.5pp | 48.32%-28.0pp | 53.97%-33.7pp |
| Employer contribution / active EE | $6,269 | $4,118+52.2% | $5,918+5.9% | $2,524+148.4% |
| Participant deferral / active EE | $14,134 | $6,731+110.0% | $7,714+83.2% | $4,232+234.0% |
| Admin fee / account holder | -$77 | $90-185.3% | $12,427-100.6% | $114-167.4% |