Filed January 31, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $48,750 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$18,102 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $137,328 | $75,760+81.3% | $123,104+11.6% | $59,188+132.0% |
| Participation rate | 87.9% | 86.0%+1.9pp | 86.8%+1.2pp | 69.4%+18.5pp |
| Annual return | 1.43% | 2.93%-1.5pp | 13.22%-11.8pp | 5.51%-4.1pp |
| Employer contribution / active EE | $4,760 | $3,415+39.4% | $5,151-7.6% | $2,098+126.9% |
| Participant deferral / active EE | $10,738 | $5,000+114.7% | $6,230+72.4% | $3,265+228.9% |
| Admin fee / account holder | $5 | $61-92.1% | $9,015-99.9% | $92-94.8% |