Filed October 24, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
NWK GROUP, INC.1+ years Service code 27 155 MONTGOMERY STREET · SAN FRANCISCO, CA 94104 | Advisory (Plan) | $26,647 |
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $28 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,688 | $38,969+122.5% | $109,313-20.7% | $55,167+57.1% |
| Participation rate | 59.0% | 58.2%+0.7pp | 71.3%-12.3pp | 69.0%-10.0pp |
| Annual return | -0.91% | 8.26%-9.2pp | 22.07%-23.0pp | 169.23%-170.1pp |
| Employer contribution / active EE | $1,324 | $1,227+7.9% | $3,892-66.0% | $1,963-32.6% |
| Participant deferral / active EE | $4,238 | $2,176+94.8% | $3,166+33.8% | $3,054+38.8% |
| Admin fee / account holder | $205 | $501-59.0% | $5,666-96.4% | $504-59.3% |