Filings through .
Filed October 24, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
NWK GROUP, INC.2 years Filed as: NWK GROUP INC Service code 27 155 MONTGOMERY ST · SAN FRANCISCO, CA 94010 | Advisory (Plan) | $35,655 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $4,968 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
17 funds of $250K or more; 15 lines in all, holding $19.7M of the plan's $19.7M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: T. Rowe Price Retirement, mutual fund, 45% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 10 vintages | $8.8M | 44.5% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.4M | 12.3% |
| JPMorgan Large Cap Growth Fund Class R4 JPMorgan · Mutual fund | $1.3M | 6.6% |
| Empower Guaranteed Interest Fund Fixed Annuity Empower · Insurance contract Recordkeeper's own fund | $1.0M | 5.2% |
| U.S. Small Cap Value Portfolio - Institutional Class Dimensional · Mutual fund | $891K | 4.5% |
| Vanguard International Growth Fund Admiral Shares Vanguard · Mutual fund | $733K | 3.7% |
| Fidelity Small Cap Growth Fund Fidelity (FMR) · Mutual fund | $724K | 3.7% |
| Pgim Total Return Bond Fund Class Z Prudential (PGIM) · Mutual fund | $647K | 3.3% |
| Parnassus Core Equity Fund Investor Shares Affiliated Managers Group · Mutual fund | $626K | 3.2% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $538K | 2.7% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.